



last updated:
06/28/2005
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Reviewing Manuscripts: Advice to New Relationships
Scholars
by
Sandra Metts
Illinois State University
The first time I was asked to review a
manuscript I was still a graduate student. Unsure of what to do, I asked
my advisor. He suggested that we do independent reviews and then compare.
I spent the weekend agonizing and writing. (He spent an hour and a half
jotting a few notes.) When we compared our reviews, we were similar on
many points, but differed in the final recommendation. I said, “Revise
and Resubmit.” He said, “Reject.” I was distressed.
Inspired by my concern for the author’s loss of face, I said, “That’s
not very kind.” My advisor’s response was telling. “A
review is not about kindness; it is about contribution to cumulative knowledge.”
Certainly my advisor was not suggesting
that a review should be unkind, or mean-spirited. He was merely reminding
me to separate my concern for the author from my concern for the field.
He wanted me to evaluate the manuscript as a product being recommended
to a society of consumers who trust the product has been inspected by
experts and meets criteria for the use to which it will be put. My admittedly
wholesale adoption of this metaphor will be reflected in the comments
that follow. By way of framing my comments, I need to make explicit that
I have in mind a reviewer’s role when evaluating manuscripts submitted
to relationship journals such as Journal of Social and Personal Relationships
and Personal Relationships or to journals with similar mission
statements within particular disciplines.
Knowledge? If No, exit; If Yes,
continue
The first question to answer is whether
the manuscript holds publication potential (revise and resubmit) or not
(reject). Occasionally a manuscript is simply bad--no nice way to say
it. The design is poorly conceived and the data are virtually meaningless.
The gap between conceptualization and measurement is just too great to
salvage. Occasionally, a researcher may return to a data set collected
previously with much keener insights because important new findings have
recently appeared. This often works well, but in some cases, the data
are simply no longer trustworthy. For example, a study of sexual practices
among college students using data collected prior to say 1985—when
AIDS awareness became more common—would be suspect. Sometimes researchers
conduct a study unaware that an almost identical study has already been
done. This is perhaps endemic to interdisciplinary work. Replications
are not a bad thing, but they cannot be done by happenstance; a good replication
requires as much justification as any other piece of research. So generally,
for the fatally flawed and the redundant study, a recommendation against
publication is fairly easy to determine. Other than pointing out the problem(s),
the reviewer does not need to struggle with the review; the decision is
generally straightforward.
Fortunately for our field, these manuscripts
are rare. More common, and more problematic, is the manuscript that does
nothing wrong in a technical sense, but leaves the reviewer with the vague
sense that something is missing. Such a study might, for example, extend
a previous finding on some attitudinal or interactional variable into
the domain of sex differences with no stronger rationale than, “No
one has compared men and women so I will.” The “it hasn’t
been done yet” argument is not a very compelling justification.
These manuscripts, to various degrees, force the reviewer to consider
criteria other than technical competency, validity, and redundancy.
The most important criterion guiding a
reviewer in such cases is the question of whether a manuscript contributes
(or holds the potential to contribute) knowledge
to concerns of interest in the field. If a reviewer finishes reading a
manuscript and finds him or herself asking the “so what” question,
then the chances are good that this manuscript has not established its
legitimacy as knowledge. For whatever reason, the expectation of knowledge
as understanding, insight, or explanation has not been met. The product
of such a manuscript might more aptly be described as information
because the data, details, descriptions, or facts are undigested; they
might be organized, but they are not assembled into a conceptual claim.
A reviewer will sometimes suggest how the information might be assembled,
but technically, that is not the reviewer's job. In fact, it might suggest
that the research was not guided by a controlling theory or coherent set
of issues. To overlay a structure after the fact can stretch or even misrepresent
the data. If the research is exploratory and/or interpretative, as some
types of qualitative approaches are, the author(s) still must meet the
expectation that some conclusion or claim about relationships will be
offered, no matter how tentative. Thus, in most cases, a reviewer who
cannot see how the information in a manuscript contributes to cumulative
knowledge, unless substantially reformulated, would be advised to recommend
against publication.
Although it is easy to say that a manuscript
needs to provide something more to its consumers than information, in
practice this becomes a more difficult decision when the data are inherently
interesting or exceptionally rich. For example, it is not easy to recommend
against publication of a study when researchers have collected longitudinal
data, data from a random sample of adults in the community, or data from
special populations such as blended families or interethnic married couples.
Similarly, when the data could potentially inform topics with important
social implications (e.g., adults or children in abusive relationships
or substance addicted relationships), it is tempting to want this information
to be available to scholars and practitioners. If suggestions can be made
to ground the data in previous research on problematic relationships or
relevant theory, the data may be more useful to consumers. Alternatively,
the reviewer may decide to reject the manuscript but suggest an alternative
outlet specializing in "data report" formats. However, if the
research agenda is unfocused or theoretical/conceptual issues are misrepresented,
then even inherently interesting data cannot be published because it will
mislead rather than enlighten a consumer.
If Yes, What to Look For
Assuming that a manuscript demonstrates
potential contribution as knowledge, the reviewer then must decide how
best to improve the product. In function, if not in form, a review is
a conversation, subject to the same constraints and considerations. When
talking to a friend, we assume that he or she is attempting to be informative
and cooperative unless there is evidence to the contrary. Thus, when confused,
we ask for clarification rather than assuming stubbornness or stupidity
(although I suppose that might depend on the friend). For example, when
confused by something a friend has said, we might ask for a rephrasing
(What did you just say?), for clarification of intent (Did you mean to
say that ...?), for a consistency check (Didn't you say yesterday that
...?), or for the logic behind a statement (Why do you believe that?).
When not convinced that a friend is right, we might ask about the basis
of his or her claim (Did you read that somewhere or just make it up?),
offer counter examples (But what about ...?), or identify problems in
the logic (If that's the case then wouldn't it also be true that ...?).
Although these are not necessarily the questions a reviewer asks of an
author, they do reflect the spirit of the best reviews.
More specifically, when recommending a
revise and resubmit, it is typical that the reviewer be specific, detailed,
and cooperative in his or her comments. Space does not permit a listing
of all potential problems in a manuscript. However, it is useful to consider
briefly the types of concerns that reviewers frequently express. These
tend to be one or more of the following: I need clarification; I need
explanation; I need justification. Put another way, the reviewer has found
a problem in the what, the why, or the overall coherence/logic of the
premises, decisions, analyses, or conclusions. These concerns can be illustrated
in the four sections of the traditional research paper (but are relevant
to all designs):
Rationale: The purpose
of the rationale is to build an argument. In the classic form, especially
for theory-driven research, the implicit argument structure is, "Given
X, then Y should follow." X represents the premises derived from
previous findings; Y represents the logical conclusions that have not
been tested but should be. In quantitative research, the hypotheses represent
a concrete, testable (operationalized) statement of the Ys. In qualitative
or exploratory research, the argument might be "Given X, then Y is
necessary." In this case, X is a condition or circumstance, or lack
of knowledge; Y is the type of data necessary to understand the condition
or circumstance or fill in gaps in our knowledge. Regardless of the overall
design, some rationale for additional research and for this particular
study must be provided.
The rationale in any manuscript under review
may need attention because the "what" is not clear or is incomplete—what
did you say? what did you mean? For example, the presentation of other
research is not clear or the conclusions drawn from it are vague or not
made explicit, the purpose statement for the proposed study is confusing,
the hypotheses or research questions contain terms not clear, or the causal
directions are confusing. Sometimes the "why" is unclear or
not developed sufficiently—why do you think that? why do you claim
that? For example, although concepts may be clearly defined, the reason
they were chosen as appropriate for this investigation is not
fully explained, or the reasons for claiming other research to be inadequate
are not well grounded, or the claim that more research is needed is not
supported. Finally, the hardest concern to address is that the justification
is not compelling or the rationale is incoherent. When asking an author
to make an argument more compelling, the reviewer is essentially saying,
"I understand what you have said, and I understand why you said it,
but I am not fully convinced that I buy it—I see other possibilities
that would work just as well, or I don't see how knowing X will help us
understand Y.” Often this level of concern arises because the author,
like all of us, operates on taken-for-granted assumptions and these are
the missing premises that would make the argument in the rationale more
compelling or coherent.
Method: The purpose of
the Method section is to make clear to readers who the sample was, how
they were selected, what happened to them, how a concept or variable was
operationalized and measured, how and why manipulations were done, and
so forth. The "what" question here is usually about missing
information (description of sample is not complete, sample items for scales
are not provided, etc.). The "why" questions are sometimes more
critical. Why a particular scale was used may need elaboration; good reliability
does not necessarily mean it is a valid measure of the construct under
investigation. Similarly, the "why" question might be addressed
to the sample. If a college sample was used the reader should know why.
I realize that sounds like the "well, duuhh" request, but just
because "everyone does it," or because it is "convenient"
doesn't mean that the why question has been answered. Most researchers
use college student samples because they are, in fact, the best population
to draw samples from given the purpose of the research (e.g., initial
attraction, dating norms, premarital breakups, etc.), but studies of phenomena
such as relationship maintenance, romance in the workplace, extra dyadic
affairs, or love and sexual satisfaction may need to more fully explain
why college students are the best population from which to draw a sample
(or justify the limitations if it is not the ideal sample). Assuming that
the “what” and the “why” are clear, the information
may still be insufficient to offer a compelling justification. A reviewer
might understand, for example, why a scale was reduced from a continuous
measure to a categorical measure but may also see a way to test the hypotheses
without doing so.
Results: The Results section
presents the statistical evidence that supports (or fails to support)
the hypotheses, that answers the research questions, or that, for qualitative
work, exemplifies (provides suitable "evidence" for) a "finding."
The "what" questions might be prompted by confusion in how an
analysis was done or interpreted. Perhaps effect sizes were not included.
Perhaps causal wording slipped in for correlational data. The "why"
questions might be prompted by insufficient reasons why a particular test
was done, why male responses were compared to female responses if not
anticipated by the rationale, etc. The justification question might be
prompted by concerns that statistical findings are not clearly responsive
to the hypotheses. Decisions to offer information about trends, for example
when significance levels are at .10, might be appropriate, but the reviewer
may need to be convinced of the utility of reporting trends if conventional
significance levels fail.
Discussion: The Discussion
section is the point at which the knowledge generated by the
study is made explicit. Findings are summarized, their meaning and importance
are developed and situated within the area of concern, limitations are
noted, and directions for additional research motivated by the study are
suggested. A reviewer will often see his or her questions from previous
sections answered here. But other questions might arise. The "what"
questions might be focused on the clarity of the claims (What exactly
are you concluding? Do you really mean to imply that . . .?). The "why"
questions might deal with bases for interpretation (Why would you propose
this larger claim about relationship behavior based on your findings?
The link is not clear.). The justification questions may focus on the
"nonexclusivity" problem where other equally plausible interpretations
are possible, or on inconsistencies between the argument in the rationale
and the interpretation of the findings. Questions of justification are
common when directions for future research do not seem to be linked to
the current study or when these directions for future research are formulaic
rather than systematically derived. For example, the call for a larger
or more diverse sample should be made because something in the current
study warrants it, not because it’s so typically done.
It's Revised: Is It Knowledge Yet? If Yes, Exit; If No, How Close?
When the revised manuscript and the letter
from the author(s) eventually find their way back to the reviewers, the
decision process begins again. If the author addressed the reviewers'
concerns and the knowledge is ready for consumers, then the manuscript
can be accepted (or accepted with minor revisions). If more work is necessary
because the changes are substantial and new issues are raised, then the
review process recycles. If the letter from the author(s) indicates that
a particular change cannot or will not be made, then the reviewer's letter
to the editor must indicate whether or not this response is acceptable.
The editor will consider this in light of his or her reading of the manuscript
and other reviewers' comments.
More General Suggestions (Do's
& Don'ts):
1. There are few absolutes in reviewing,
but one injunction holds true across contexts: A reviewer should not assume
the responsibility of reviewing a manuscript that is beyond the scope
of his or her expertise. A good habit is to skim a manuscript as soon
as possible after it is received to determine one's eligibility as a reviewer.
If the topic and/or the method are not within one’s comfort level,
then it should be returned in a timely fashion so the editor or associate
editor can forward it to a more appropriate reviewer. It is discourteous
to the editor to return the manuscript within days of the deadline; it
is unprofessional to provide inappropriate or uninformed feedback.
2. Many journals, especially relationship
journals, are interdisciplinary. Although we believe that our own discipline
has much to offer scholars in other areas, we cannot take offense if work
in our area has been overlooked. This is a perfect opportunity to familiarize
others with work that might inform their efforts. Assume ignorance, not
arrogance, on the part of the author(s). By the same token, if a concept,
construct, or line of research is presented in ways inconsistent with
treatments in our discipline, ask for clarification. Perhaps the author(s)
made a mistake; more likely, they are working from the assumptions of
a different discipline. A good reviewer says, "In psychology, Q is
used to mean xxxx. Can you explain how your notion of Q is similar to
or different from this conceptualization?"
3. Be specific by pointing to places in
text where confusion arises. To say that the rationale "needs work"
or the discussion "needs focus" states the problem but offers
no direction to guide revision. It takes time to provide detailed feedback,
but that is the obligation that we accept when we agree to review a manuscript.
4. Reviewers are not obligated to help
authors become better writers. However, feedback on writing style can
benefit the author who undertakes a revision. If there is no topic sentence
or it is too deeply embedded within a paragraph to effectively organize
it, say that. If preview statements, internal summaries, shorter sentences
would make the manuscript more reader-friendly, make those suggestions.
The goal is to introduce the best possible product. We get no individual
credit (and lots more manuscripts to review) when we make helpful suggestions,
but the field benefits. Ultimately, we also benefit as authors when we
receive helpful reviews ourselves. We have to trust that what goes around
will come around (although this assumption may need to be tested).
5. When appropriate, and a reviewer has
the expertise, it is imperative to help authors with statistical analyses
and interpretation. If there is a more parsimonious model or a more elegant
multivariate test, then taking time to explain this is a useful contribution
to the manuscript under review as well as for further research by the
author(s).
6. Try to be consistent in comments to
the author(s) and comments to the editor or associate editor. Reviewers'
comments made separately to the editor or associate editor are not made
available to the author(s). As a result, a recommendation by the editor
or associate editor based on reviewers' feedback sheets may appear to
the authors to be inconsistent with the reviewer comments. A clear statement
at the beginning or end of the review specifying the reviewer's recommendation
can be helpful in avoiding potential confusion for authors.
7. Finally, two suggestions for new scholars
who are still graduate students. First, ask an advisor or mentor to provide
feedback on your first few professional reviews. Second, ask that your
graduate seminars include manuscript reviews as part of the course assignment.
Manuscripts might be those authored by scholars within the department
or related departments, or research papers produced by students in the
class. Whatever the source, experience doing the reviews, particularly
when they are compared to others’ reviews is a good way to develop
competence as a manuscript reviewer.
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